Abstract
Background
The National Institute for Health and Clinical Excellence (NICE) recommended the Oncotype DX® Breast Recurrence Score® (RS) assay as an option for informing adjuvant chemotherapy decisions in node-negative, oestrogen receptor (ER)+, human epidermal growth factor receptor 2 (HER2)-negative early breast cancer assessed to be at intermediate risk of recurrence based on clinicopathological factors. We evaluated the impact of RS testing on adjuvant chemotherapy decision-making in routine clinical practice in a UK Cancer Network.
Methods
RS testing was performed in 201 females with newly diagnosed, ER+, HER2-negative, invasive breast cancer who underwent breast surgery with curative intent, were calculated to have a >3% overall survival benefit at 10 years from adjuvant chemotherapy based on PREDICT, and were considered for adjuvant chemotherapy. The impact of RS testing on adjuvant treatment decisions/associated cost was assessed.
Results
In all patients, the multi-disciplinary team recommended chemotherapy but the RS result allowed 127/201 patients (63.2%) to avoid unnecessary adjuvant chemotherapy. Amongst ER+, HER2-negative, node-negative patients (eligible for Oncotype DX testing in UK guidelines), 60.3% were spared chemotherapy. In node-positive patients, the assay reduced the use of chemotherapy by 69.2%. The use of RS testing to guide treatment in these 201 patients was associated with significant cost saving (when considering the cost of RS testing for all patients plus chemotherapy and its associated cost for 74 patients).
Conclusions
Incorporating RS testing into routine clinical practice for selected node-negative and node-positive breast cancer patients significantly reduces the use of chemotherapy (p < 0.001) with its associated morbidity and costs.
Introduction
Breast cancer is the most common cancer in women in the UK and, despite significant advances in screening, diagnosis and treatment, it resulted in almost 12 000 deaths in 2012.
Although adjuvant chemotherapy improves survival in early breast cancer,
2Early Breast Cancer Trialists' Collaborative Group
Effects of chemotherapy and hormonal therapy for early breast cancer on recurrence and 15-year survival: an overview of randomised trials.
for some patients, the associated potential toxicities and the negative impact on quality-of-life may outweigh the benefits. The diverse clinical behaviour of breast cancer relates to its individual molecular pathology. Gene expression profiling can provide better risk discrimination relative to traditional clinicopathological factors and more accurately identify breast cancer patients with a low risk of recurrence who are predicted to derive minimal benefit from chemotherapy. The ability to personalise treatment based on tumour biology and thus to reduce unnecessary chemotherapy is key to optimising patient care.
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The Oncotype DX
® Breast Recurrence Score
® Assay (Genomic Health Inc., Redwood City, CA) is a 21-gene assay from which a Recurrence Score (RS) result between 0 and 100 is calculated. It has been validated as an assay that is prognostic as well as predictive of benefit from adjuvant chemotherapy in patients with oestrogen receptor (ER)+, human epidermal growth factor receptor 2 (HER2)-negative, early stage, invasive breast cancer treated with endocrine therapy.
5- Paik S.
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Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor-positive breast cancer.
, 6- Albain K.S.
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Prognostic and predictive value of the 21-gene recurrence score assay in postmenopausal women with node-positive, oestrogen-receptor-positive breast cancer on chemotherapy: a retrospective analysis of a randomised trial.
, 7- Dowsett M.
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Prediction of risk of distant recurrence using the 21-gene recurrence score in node-negative and node-positive postmenopausal patients with breast cancer treated with anastrozole or tamoxifen: a TransATAC study.
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Prospective validation of a 21-gene expression assay in breast cancer.
, 9Gluz O, Nitz UA, Christgen M, et al. West German Study Group Phase III PlanB trial: First prospective outcome data for the 21-gene Recurrence Score assay and concordance of prognostic markers by central and local pathology assessment. Presented at the 10th European Breast Cancer Conference (EBCC-10), Amsterdam, The Netherlands, March 9-11, 2016.
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A multigene assay to predict recurrence of tamoxifen-treated, node-negative breast cancer.
Patients are classified as being at low, intermediate or high risk of distant recurrence based on their RS result. The RS has been validated in node-negative patients (for example, in prospectively-defined analyses using archived samples from the NSABP B-14 and B-20 studies)
5- Paik S.
- Tang G.
- Shak S.
- et al.
Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor-positive breast cancer.
, 10- Paik S.
- Shak S.
- Tang G.
- et al.
A multigene assay to predict recurrence of tamoxifen-treated, node-negative breast cancer.
as well as in node-positive patients (in prospectively-defined analyses using archived samples from the SWOG-8814 and TransATAC studies).
6- Albain K.S.
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Prognostic and predictive value of the 21-gene recurrence score assay in postmenopausal women with node-positive, oestrogen-receptor-positive breast cancer on chemotherapy: a retrospective analysis of a randomised trial.
, 7- Dowsett M.
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- Wale C.
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Prediction of risk of distant recurrence using the 21-gene recurrence score in node-negative and node-positive postmenopausal patients with breast cancer treated with anastrozole or tamoxifen: a TransATAC study.
RS testing is included in guidelines from the American Society of Clinical Oncology, National Comprehensive Cancer Network, European Society for Medical Oncology (ESMO) and St. Gallen.
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In 2013, the National Institute for Health and Care Excellence (NICE) in the UK, recommended RS testing, as an option for informing adjuvant chemotherapy decisions in node-negative, early breast cancer assessed to be at intermediate risk of recurrence based on clinicopathological factors.
15NICE Diagnostics Guidance (DG10). Gene expression profiling and expanded immunohistochemistry tests for guiding adjuvant chemotherapy decisions in early breast cancer management: MammaPrint, Oncotype DX, IHC4 and Mammostrat. Available at: https://www.nice.org.uk/guidance/dg10. Accessed, June 27, 2016.
Consequently, in the UK, RS testing has been available since 2015 to all patients treated in the National Health Service (NHS) and meet the NICE recommendation.
In the NICE DG10 guidance, support for using the assay was based on “the clinical utility of the test, including robust evidence on the impact of Oncotype DX on clinical decision-making”.
15NICE Diagnostics Guidance (DG10). Gene expression profiling and expanded immunohistochemistry tests for guiding adjuvant chemotherapy decisions in early breast cancer management: MammaPrint, Oncotype DX, IHC4 and Mammostrat. Available at: https://www.nice.org.uk/guidance/dg10. Accessed, June 27, 2016.
To inform healthcare decisions further, NICE recommended that collection of data on the clinical utility of the assay in routine UK clinical practice should be undertaken.
Before the NICE recommendation, the clinical utility of RS testing was evaluated in a Greater Manchester-based, prospective pilot study from May to December 2012. The data from the pilot study, together with retrospective audit of a series of patients who underwent RS testing beyond the pilot study, collected between December 2012 and March 2015, are included in the present analysis. Prior to the NICE DG10 guidance, the study included both node-negative and node-positive patients. The aim of the present analysis was to evaluate the impact of RS testing on chemotherapy use in the cohort, as well as in subpopulations relevant to breast cancer clinical practice.
Patients and methods
The primary objective of this analysis was to evaluate the impact of RS testing on adjuvant chemotherapy decision making in ER+, HER2-negative breast cancer patients in routine clinical practice in the NHS. The study was prospective registration with analysis retrospectively following treatment decisions made based on standard clinicopathological data and the RS result. No ethical approval was required as the analysis included patients from a prospective pilot study and additional patients that were audited after the pilot study.
Patient population
The current analysis includes 201 patients: 82 patients from a Greater Manchester-based, prospective pilot study designed to evaluate the clinical value of RS testing (timeframe of testing: 5/2012–12/2012) plus 119 patients from an audit beyond the pilot study (timeframe of testing: 12/2012–3/2015). The inclusion criteria were: (1) females with newly diagnosed invasive breast cancer who underwent breast and axillary surgery with curative intent; (2) a decision to refer the patient to an oncologist for chemotherapy made at a breast cancer multi-disciplinary team (MDT) meeting; (3) ER+ (Quick score ≥ 5/8) and HER2 0, 1 + or non-amplified; (4) axillary lymph node-negative or node-positive (post-menopausal females only); and (5) at least intermediate risk disease (PREDICT overall survival benefit from chemotherapy estimated to be >3% at 10 years). In addition, patients had to be considered fit for chemotherapy.
Data analysis
During the study period, data on clinicopathological factors, RS results and subsequent chemotherapy usage were collected. The data were analysed retrospectively to determine the percentage of patients who received chemotherapy following RS testing. Descriptive statistics were used for all analyses. Chi-squared tests were performed to determine whether there was a significant relationship between the RS category (low, RS < 18, intermediate RS 18–30, high, RS ≥ 31) and chemotherapy use with p-values quoted at a 0.05 significance level. Scatterplots were generated to evaluate correlation between PREDICT or Ki67 and the RS, with correlation coefficients (R2) generated using Microsoft Excel (Microsoft Corporation, Redmond, WA).
Clinical utility
All patients in this study had a MDT recommendation for adjuvant chemotherapy based on clinicopathological factors and PREDICT (a prognostic tool designed to estimate breast cancer survival and the benefits of hormonal therapy, chemotherapy and trastuzumab)
16- Down S.K.
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calculation. It was assumed that without a RS result, all patients would have received chemotherapy. Treatment recommendations were informed by the assay as follows: no chemotherapy for low RS (<18) patients and chemotherapy for high RS (≥31) patients. For intermediate RS (18–30) patients, a consultation was held with the patient to discuss the potential chemotherapy benefits, informed by the RS result, and a treatment decision was made with the patient.
Budget impact
A model was constructed to evaluate the budgetary implications of RS testing in this population. The calculation captured the acquisition costs of the RS assay, based on the published commercial list price (GBP 2580), and savings from reductions in chemotherapy. Chemotherapy costs were taken from the NICE health technology assessment published by Ward et al. (2013), reported as GBP 6181.16 per patient and taking into account the total cost of chemotherapy including drug acquisition cost, administration and monitoring, costs of treating short-term adverse events, secondary prevention of febrile neutropenia, and long-term adverse event costs.
17- Ward S.
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As actualised costs were used for chemotherapy, and RS testing represented a one-off initial cost, no discounting was applied to future costs or clinical benefits. The base-case budget impact analysis assumed that all patients referred from the MDT to an oncologist for chemotherapy would receive it in the absence of RS testing. To explore the impact of a proportion of patients refusing chemotherapy, sensitivity analysis was performed with the alternative assumption that only 84.6% of these patients would receive chemotherapy (in line with the percentage of patients who received chemotherapy in the high RS group following RS testing in the present study).
Discussion
Our findings demonstrated that using the RS assay significantly influenced adjuvant chemotherapy decisions in women with intermediate risk ER + HER2-negative early breast cancer (p < 0.001). In this analysis of 201 patients from the Greater Manchester area, using the RS assay resulted in avoidance of chemotherapy in 63.2% of patients.
Previous clinical studies have demonstrated the predictive and prognostic information provided by the RS assay with respect to chemotherapy outcomes.
5- Paik S.
- Tang G.
- Shak S.
- et al.
Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor-positive breast cancer.
, 6- Albain K.S.
- Barlow W.E.
- Shak S.
- et al.
Prognostic and predictive value of the 21-gene recurrence score assay in postmenopausal women with node-positive, oestrogen-receptor-positive breast cancer on chemotherapy: a retrospective analysis of a randomised trial.
, 7- Dowsett M.
- Cuzick J.
- Wale C.
- et al.
Prediction of risk of distant recurrence using the 21-gene recurrence score in node-negative and node-positive postmenopausal patients with breast cancer treated with anastrozole or tamoxifen: a TransATAC study.
, 8- Sparano J.A.
- Gray R.J.
- Makower D.F.
- et al.
Prospective validation of a 21-gene expression assay in breast cancer.
, 9Gluz O, Nitz UA, Christgen M, et al. West German Study Group Phase III PlanB trial: First prospective outcome data for the 21-gene Recurrence Score assay and concordance of prognostic markers by central and local pathology assessment. Presented at the 10th European Breast Cancer Conference (EBCC-10), Amsterdam, The Netherlands, March 9-11, 2016.
, 10- Paik S.
- Shak S.
- Tang G.
- et al.
A multigene assay to predict recurrence of tamoxifen-treated, node-negative breast cancer.
The present study was designed to investigate the influence of the assay on adjuvant treatment decisions in routine clinical practice. The distribution of RS categories in our study was comparable with those seen in a meta-analysis of previous studies.
18The impact of the Oncotype DX breast cancer assay in clinical practice: a systematic review and meta-analysis.
The reduction in chemotherapy use observed in the present study is greater than that reported previously.
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A decision impact, decision conflict and economic assessment of routine Oncotype DX testing of 146 women with node-negative or pNImi, ER-positive breast cancer in the UK.
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This is because in the current study, a threshold for chemotherapy benefit (PREDICT 10-year overall survival benefit of >3%) was required before RS testing was undertaken, whereas previous studies performed the test on sequential patients with ER + HER2-negative breast cancer discussed at the MDT.
This study demonstrates the impact of testing in routine clinical practice in patients assessed as having at least an intermediate risk breast cancer based on PREDICT, and includes not only patients meeting NICE criteria, but additionally those with node-positive disease. Use of the assay changed chemotherapy prescribing practices in the hospitals included in this study. There was a strong association between the RS result and the decision to prescribe chemotherapy. Still, individual patient wishes and other clinician-patient considerations resulted in some patients with low RS results receiving chemotherapy and some with high RS results not receiving chemotherapy. Overall, 60.3% of node-negative patients and 69.2% of node-positive patients were spared chemotherapy following RS testing.
It is well established that chemotherapy is associated with long-term adverse effects including cardiotoxicity, secondary leukaemia, or effects on cognitive impairment, as well as having a dramatic impact on quality-of-life.
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For example, cognitive impairment alone following chemotherapy can have a huge effect on working life and is often a cause of increased absenteeism and lost workplace productivity.
23Breast cancer treatment and cognitive function: the current state of evidence, underlying mechanisms and potential treatments.
, An economic assessment of routine RS testing in the UK by Holt et al. (2013) demonstrated that the use of the assay is associated with improved life expectancy and quality-adjusted life expectancy compared to current clinical practice and is likely to be cost-effective in the UK using current thresholds.
19- Holt S.
- Bertelli G.
- Humphreys I.
- et al.
A decision impact, decision conflict and economic assessment of routine Oncotype DX testing of 146 women with node-negative or pNImi, ER-positive breast cancer in the UK.
The budget impact analysis from the present study confirms that there is a substantial cost saving in both NICE eligible (node-negative patients) as well as node-positive patients. Additionally, it should be noted that this analysis used the list price for the RS assay as opposed to the confidential price agreed with NICE, and is therefore a conservative estimate of cost savings.
Our findings suggest that using the RS assay to inform treatment decisions in node-positive patients may be just as influential as in node-negative cases, although current NICE recommendations limits its use to node-negative patients.
15NICE Diagnostics Guidance (DG10). Gene expression profiling and expanded immunohistochemistry tests for guiding adjuvant chemotherapy decisions in early breast cancer management: MammaPrint, Oncotype DX, IHC4 and Mammostrat. Available at: https://www.nice.org.uk/guidance/dg10. Accessed, June 27, 2016.
Our findings are consistent with results from 2 prospective trials. The TAILORx trial in node-negative, ER+, HER2-negative breast cancer has recently reported that patients with RS < 11 who were not given chemotherapy had a 93.8% 5-year invasive disease free survival.
8- Sparano J.A.
- Gray R.J.
- Makower D.F.
- et al.
Prospective validation of a 21-gene expression assay in breast cancer.
Similarly, the German PlanB study in patients with high-risk node-negative or node-positive disease (1–3 positive nodes) reported a 94% disease-free survival at 5 years for patients with RS ≤ 11.
9Gluz O, Nitz UA, Christgen M, et al. West German Study Group Phase III PlanB trial: First prospective outcome data for the 21-gene Recurrence Score assay and concordance of prognostic markers by central and local pathology assessment. Presented at the 10th European Breast Cancer Conference (EBCC-10), Amsterdam, The Netherlands, March 9-11, 2016.
The results from these 2 studies indicate that RS testing can be used to reliably identify both node-negative and node-positive patients who are unlikely to benefit from chemotherapy but who would have suffered the short and long-term sequelae of treatment.
A potential limitation of the study is the assumption that all patients recommended chemotherapy by the MDT would have received it in routine clinical practice without RS testing. To address this, a sensitivity analysis was performed in the budget impact analysis. Another limitation is that RS testing was only performed in a proportion of patients who fulfilled the eligibility criteria. It is possible that the clinicians and patients choosing to use the assay were those who were more likely to be influenced by its results. Also, this is a retrospective analysis of patients who underwent RS testing.
In conclusion, this study demonstrates the clinical utility of RS testing in routine practice showing that it reduces chemotherapy use in ER+, HER2-negative early breast cancer. Current NICE guidance is restricted to patients with node-negative breast cancer, and this study demonstrates similar clinician confidence in the assay for both node-negative patients and post-menopausal node-positive patients. The reduction in chemotherapy use, in appropriately selected patients, for whom chemotherapy would have otherwise been recommended, is greater than reported in other studies. Using the RS assay in routine clinical practice in the UK, even in node-positive patients, could help maintain patients' quality-of-life and reduce the economic burden of breast cancer care.
Article info
Publication history
Published online: January 09, 2017
Accepted:
December 7,
2016
Copyright
© 2017 The Authors. Published by Elsevier Ltd.